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Peggy Jo Rouillier
CRD#: 2198063
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 237 OLD HICKORY BLVD. STE. 100
NASHVILLE, TN 37221
NASHVILLE, TN 37221
CETERA ADVISOR NETWORKS LLCCRD#: 13572 237 Old Hickory Blvd. Ste. 100
Nashville, TN 37221
Nashville, TN 37221
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Alabama 2/20/2025
B
North Carolina 2/20/2025
B
Arizona 3/10/2025
B
Pennsylvania 2/20/2025
B
Florida 2/20/2025
B
South Carolina 3/10/2025
B
Georgia 3/10/2025
B
Tennessee 2/20/2025
B
Kansas 2/20/2025
IA
Tennessee 2/20/2025
B
Kentucky 2/20/2025
B
Texas 2/20/2025
B
Mississippi 2/20/2025
IA
Texas 3/10/2025
B
Montana 3/7/2025
B
Virginia 3/21/2025
B
New York 3/10/2025
B
Wyoming 2/20/2025
SRO Registrations
B
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IA
Registered with this firm since 2/20/2025
B
Registered with this firm since 2/20/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/07/2016 - 02/20/2025 | Nashville, TN | |
B | 06/07/2016 - 02/20/2025 | Nashville, TN | |
IA | 03/27/2003 - 06/07/2016 | NASHVILLE, TN | |
B | 03/25/1998 - 06/07/2016 | NASHVILLE, TN | |
B | 03/16/1992 - 03/31/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.