• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RAYMOND JOSEPH KUBICK JR
RAYMOND JOSEPH JR KUBICK
CRD#: 2197490
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 2321 Whitney Ave
Ste 402
Hamden, CT 06518
Registration History
19952000200520102015202020252 FIRMS2015 - Present (9 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1992 - 2015 (23 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1992 - 2002 (9 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - 2015 (9 years)
Disclosure(s)
View By:
9/17/2021
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/11/2015

B
New Jersey 6/11/2015

B
California 10/26/2021

B
New Mexico 2/6/2023

B
Colorado 2/16/2021

B
New York 6/11/2015

B
Connecticut 6/11/2015

B
North Carolina 1/16/2018

IA
Connecticut 7/15/2015

B
Ohio 6/5/2019

B
Delaware 4/4/2024

B
Oklahoma 7/25/2024

B
Florida 6/11/2015

B
Pennsylvania 5/4/2021

IA
Florida 5/17/2024

B
Rhode Island 6/11/2015

B
Georgia 9/25/2020

B
South Carolina 6/5/2019

B
Hawaii 4/20/2023

B
Tennessee 11/9/2023

B
Maine 11/23/2020

B
Texas 3/29/2019

B
Massachusetts 6/11/2015

IA
Texas 3/29/2019

B
Michigan 7/17/2015

B
Vermont 9/10/2020

B
Minnesota 6/11/2015

B
Virginia 4/18/2022

B
Nebraska 2/6/2023

B
Washington 9/5/2018

B
New Hampshire 6/11/2015

B
Wisconsin 7/23/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
2321 Whitney Ave Ste 402, Hamden, CT 06518
Boca Raton, FL
Registered with this firm since 7/15/2015

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
2321 Whitney Ave Ste 402, Hamden, CT 06518
Boca Raton, FL
Registered with this firm since 6/11/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/01/2006 - 06/08/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) HAMDEN, CT
B
02/19/1992 - 06/08/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HAMDEN, CT
B
05/19/1992 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.