Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOSEPH ANTHONY JOHNSON
CRD#: 2197423
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 130 CHESHIRE LANE SUITE 150
MINNETONKA, MN 55305
CETERA ADVISOR NETWORKS LLCCRD#: 13572 130 Cheshire Lane Suite 150
MINNETONKA, MN 55305
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2002 - Present (23 years)BNEW ENGLAND SECURITIES (CRD# 615)1992 - 2002 (9 years)BG. R. PHELPS & CO., INC. (CRD# 173)1992 - 1992 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2014 - 2023 (9 years)IAADVISORNET WEALTH PARTNERS (CRD# 113074)2014 - 2022 (8 years)
License(s)

State Registrations

B
Arizona 1/3/2024
IA
Minnesota 6/29/2023
B
California 1/15/2002
B
New Mexico 6/15/2020
B
Colorado 7/7/2014
B
South Carolina 1/2/2025
B
Florida 4/23/2012
B
Texas 7/2/2015
B
Indiana 6/20/2024
IA
Texas 6/29/2023
B
Maryland 10/22/2021
B
Wisconsin 1/31/2013
B
Minnesota 1/2/2002

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
130 CHESHIRE LANE SUITE 150, MINNETONKA, MN 55305
SAINT LOUIS PARK, MN
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
130 Cheshire Lane Suite 150, MINNETONKA, MN 55305
SAINT LOUIS PARK, MN
Registered with this firm since 1/2/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/08/2014 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) MINNEAPOLIS, MN
IA
 01/27/2014 - 11/17/2022 ADVISORNET WEALTH PARTNERS (CRD#:113074) MINNETONKA, MN
B
 04/27/1992 - 01/07/2002 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 02/05/1992 - 04/29/1992 G. R. PHELPS & CO., INC. (CRD#:173)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.