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DEBRA ANN GARDI
DEBRA ANN ZUCKERMAN
CRD#: 2196712
IA
B
FORUM FINANCIAL MANAGEMENT, LPCRD#: 145706 7061 SOUTH TAMIAMI TRAIL
SARASOTA, FL 34231
SARASOTA, FL 34231
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 7061 S. Tamiami Trail
Sarasota, FL 34231
Sarasota, FL 34231
0
Disclosures
33
Years of Experience
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State Registrations
B
Florida 1/22/2019
B
Illinois 1/22/2019
IA
Florida 1/25/2019
B
Washington 7/14/2023
SRO Registrations
B
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IA
Registered with this firm since 1/25/2019
B
Registered with this firm since 1/22/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/11/2003 - 01/23/2019 | SARASOTA, FL | |
B | 07/31/1998 - 01/23/2019 | SARASOTA, FL | |
B | 01/12/1995 - 07/22/1998 | DALLAS, TX | |
B | 02/03/1992 - 12/09/1994 | SCHAUMBURG, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.