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ALISON MARIE BOWER
ALISON MARIE KLINE, BOWER KLINE
CRD#: 2196597
IA
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MORGAN STANLEYCRD#: 149777 1350 Broadcasting Road
Suite 100
Wyomissing, PA 19610
Suite 100
Wyomissing, PA 19610
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Disclosures
28
Years of Experience
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State Registrations
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Alabama 1/2/2020
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New Hampshire 6/1/2009
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Arizona 6/1/2009
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New Jersey 6/1/2009
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California 6/1/2009
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New Jersey 6/1/2009
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Colorado 6/1/2009
B
New Mexico 4/23/2013
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 6/1/2009
B
North Carolina 6/1/2009
B
District of Columbia 1/7/2020
B
Ohio 12/3/2018
B
Florida 6/1/2009
B
Oregon 3/3/2020
B
Georgia 5/30/2018
B
Pennsylvania 6/1/2009
B
Hawaii 3/3/2020
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Pennsylvania 4/25/2012
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Illinois 6/1/2009
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Rhode Island 6/1/2009
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Indiana 6/2/2021
B
South Carolina 6/1/2009
B
Iowa 6/1/2009
B
South Dakota 11/10/2023
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Louisiana 11/11/2024
B
Tennessee 6/1/2009
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Maine 6/1/2009
B
Texas 6/1/2009
B
Maryland 6/1/2009
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Texas 2/18/2011
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Massachusetts 1/7/2020
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Vermont 6/4/2020
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Michigan 6/1/2009
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Virginia 6/1/2009
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Minnesota 3/3/2020
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Washington 6/1/2009
B
Missouri 6/1/2009
B
West Virginia 5/18/2010
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Nebraska 1/6/2011
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Wisconsin 3/3/2020
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Nevada 6/12/2012
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2008 - 06/01/2009 | WYOMISSING, PA | |
B | 04/02/2007 - 06/01/2009 | WYOMISSING, PA | |
B | 05/14/1996 - 04/02/2007 | WYOMISSING, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.