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JAMES WARREN NICOLAIDIS JR
JAMES WARREN NICOLAIDIS
CRD#: 2196345
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
1492 HYLAN BLVD
STATEN ISLAND, NY 10305
1492 HYLAN BLVD
STATEN ISLAND, NY 10305
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Disclosures
32
Years of Experience
View By:
State Registrations
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Arizona 12/8/2022
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New Hampshire 4/9/2015
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California 3/20/2009
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New Jersey 3/20/2009
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Colorado 4/9/2015
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New Jersey 9/28/2010
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Connecticut 3/20/2009
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New York 3/20/2009
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Delaware 2/17/2017
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New York 8/17/2021
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District of Columbia 2/3/2023
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North Carolina 9/6/2017
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Florida 3/20/2009
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Ohio 5/3/2021
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Georgia 1/12/2010
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Pennsylvania 3/20/2009
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Hawaii 3/11/2019
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Puerto Rico 12/8/2022
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Illinois 9/23/2020
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Rhode Island 3/2/2021
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Indiana 2/23/2023
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South Carolina 4/30/2009
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Maryland 3/20/2009
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Tennessee 5/12/2017
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Massachusetts 3/26/2013
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Texas 3/20/2009
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Michigan 4/6/2021
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Vermont 10/15/2021
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Minnesota 5/3/2023
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Virginia 3/20/2009
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Missouri 6/12/2017
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Washington 10/26/2022
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Nevada 1/12/2010
SRO Registrations
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Registered with this firm since 9/28/2010
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Registered with this firm since 3/20/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/20/2002 - 03/23/2009 | BROOKLYN, NY | |
B | 09/20/2001 - 03/23/2009 | BROOKLYN, NY | |
B | 06/19/2000 - 09/18/2001 | WEEHAWKEN, NJ | |
B | 07/28/1997 - 06/20/2000 | NEW YORK, NY | |
B | 08/20/1996 - 08/19/1997 | WOODBRIDGE, NJ | |
B | 06/10/1994 - 08/20/1996 | NEW YORK, NY | |
B | 01/19/1993 - 06/08/1994 | NEW YORK, NY | |
B | 08/27/1992 - 01/27/1993 | NEW YORK, NY | |
B | 05/21/1992 - 08/04/1992 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.