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Detailed Report
KEVIN GERARD ARRIEN
CRD#: 2196243
IA
Investment Adviser
B
Previous Broker
ARRIEN INVESTMENTS, INC.CRD#: 321819 4477 WEST EMERALD STREET
SUITE A100
BOISE, ID 83706
Registration History
19952000200520102015202020252 FIRMS1991 - 1992 (<1 year)IAARRIEN INVESTMENTS, INC. (CRD# 321819)2022 - Present (2 years)BCETERA ADVISORS LLC (CRD# 10299)1998 - 2022 (24 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1998 (1 year)BKEY INVESTMENTS INC. (CRD# 15873)1992 - 1997 (4 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1992 - 1992 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2002 - 2022 (20 years)
License(s)

State Registrations

IA
Idaho 7/17/2022
IA
Texas 7/17/2022
Current Registration(s)
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ARRIEN INVESTMENTS, INC. (CRD#:321819)
4477 WEST EMERALD STREET SUITE A100, BOISE, ID 83706
Registered with this firm since 7/17/2022
Previous Registration(s)
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 06/25/2002 - 08/10/2022 CETERA ADVISORS LLC (CRD#:10299) BOISE, ID
B
 02/27/1998 - 08/10/2022 CETERA ADVISORS LLC (CRD#:10299) BOISE, ID
B
 12/24/1996 - 03/03/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 10/06/1992 - 01/17/1997 KEY INVESTMENTS INC. (CRD#:15873) CLEVELAND, OH
B
 09/04/1992 - 10/13/1992 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 12/11/1991 - 04/06/1992 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 12/11/1991 - 04/06/1992 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.