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TIMOTHY JOSEPH OCONNOR
CRD#: 2195907
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Investment Adviser
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Previous Broker
O'CONNOR FINANCIAL GROUP LLCCRD#: 168636 511 MAINE STREET
QUINCY, IL 62301
Registration History
1995200020052010201520202025IAO'CONNOR FINANCIAL GROUP LLC (CRD# 168636)2013 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2000 - 2021 (21 years)BMONY SECURITIES CORPORATION (CRD# 4386)1992 - 2000 (8 years)IALPL FINANCIAL LLC (CRD# 6413)1999 - 2015 (16 years)IAO'CONNOR WEALTH MANAGEMENT, LLC. (CRD# 114157)1999 - 2011 (12 years)IAO'CONNOR WEALTH MANAGEMENT, LLC. (CRD# 114157)1999 - 2007 (8 years)
Disclosure(s)
View By:
4/3/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

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Illinois 9/19/2013

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Texas 10/20/2015

Current Registration(s)
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O'CONNOR FINANCIAL GROUP LLC (CRD#:168636)
511 MAINE STREET, QUINCY, IL 62301
Registered with this firm since 9/19/2013

Previous Registration(s)
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03/31/2000 - 10/08/2021 LPL FINANCIAL LLC (CRD#:6413) QUINCY, IL
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07/27/1999 - 10/29/2015 LPL FINANCIAL LLC (CRD#:6413) QUINCY, IL
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07/27/1999 - 12/31/2011 O'CONNOR WEALTH MANAGEMENT, LLC. (CRD#:114157) QUINCY, IL
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07/27/1999 - 12/31/2007 O'CONNOR WEALTH MANAGEMENT, LLC. (CRD#:114157) QUINCY, IL
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02/27/1992 - 04/04/2000 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.