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JEFF MALCOLM DAVIS
JEFF M DAVIS, JEFF MALCOM DAVIS, JEFFERY MALCOLM DAVIS
CRD#: 2195835
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6860 N DALLAS PKWY
STE 500
PLANO, TX 75024
Registration History
19952000200520102015202020252 FIRMS1998 - 2009 (10 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2020 (10 years)2 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1998 (6 years)BTHOMAS JAMES ASSOCIATES, INC. (CRD# 15609)1992 - 1992 (<1 year)
Disclosure(s)
View By:
12/22/2023
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/2/2024

B
Montana 11/7/2024

B
Arizona 5/8/2020

B
New Mexico 5/8/2020

B
Arkansas 5/8/2020

B
New York 11/5/2024

B
California 5/8/2020

B
North Carolina 5/8/2020

B
Colorado 5/8/2020

B
Ohio 5/8/2020

B
Florida 5/11/2020

B
Oklahoma 5/8/2020

B
Georgia 5/11/2020

B
Oregon 9/30/2024

B
Idaho 2/2/2024

B
Pennsylvania 11/5/2024

B
Illinois 5/14/2020

B
South Carolina 7/29/2022

B
Indiana 5/20/2020

B
Tennessee 5/8/2020

B
Kansas 5/8/2020

B
Texas 5/8/2020

B
Louisiana 11/15/2024

IA
Texas 5/8/2020

B
Michigan 5/8/2020

B
Utah 11/14/2022

B
Minnesota 9/19/2022

B
Virginia 5/8/2020

B
Missouri 7/8/2020

B
Washington 11/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6860 N DALLAS PKWY STE 500, PLANO, TX 75024
Frisco, TX
Registered with this firm since 5/8/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6860 N DALLAS PKWY STE 500, PLANO, TX 75024
Frisco, TX
Registered with this firm since 5/8/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 05/11/2020 MORGAN STANLEY (CRD#:149777) DALLAS, TX
B
06/01/2009 - 05/11/2020 MORGAN STANLEY (CRD#:149777) DALLAS, TX
IA
01/22/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
B
01/09/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
IA
12/04/1998 - 01/26/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
12/04/1998 - 01/26/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
05/18/1992 - 12/10/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/27/1992 - 05/07/1992 THOMAS JAMES ASSOCIATES, INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.