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MARK VERNON JENSON
CRD#: 2195201
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 324 BROADWAY STREET
ALEXANDRIA, MN 56308
ALEXANDRIA, MN 56308
0
Disclosures
29
Years of Experience
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State Registrations
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Alabama 8/12/2006
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Minnesota 12/9/2013
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Arizona 1/13/2010
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Nevada 8/8/2016
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Arkansas 1/3/2020
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North Dakota 10/15/2012
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Colorado 6/3/2015
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North Dakota 3/20/2017
B
Florida 8/12/2006
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Oregon 1/21/2009
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Georgia 8/12/2006
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Texas 1/5/2010
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Iowa 1/3/2022
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Texas 11/10/2010
B
Maryland 6/30/2021
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Washington 5/3/2016
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Minnesota 8/12/2006
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Wisconsin 6/3/2015
SRO Registrations
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Registered with this firm since 11/10/2010
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Registered with this firm since 8/12/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/24/1999 - 08/12/2006 | ALEXANDRIA, MN | |
B | 02/03/1997 - 10/14/1999 | MINNEAPOLIS, MN | |
B | 03/18/1996 - 02/20/1997 | PORTLAND, ME |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.