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Detailed Report
MARK VERNON JENSON
CRD#: 2195201
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 324 BROADWAY STREET
ALEXANDRIA, MN 56308
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - Present (18 years)BPIPER JAFFRAY & CO. (CRD# 665)1999 - 2006 (6 years)BNORWEST INVESTMENT SERVICES, INC. (CRD# 16100)1997 - 1999 (2 years)BFORUM FINANCIAL SERVICES, INC. (CRD# 17685)1996 - 1997 (<1 year)
License(s)

State Registrations

B
Alabama 8/12/2006
IA
Minnesota 12/9/2013
B
Arizona 1/13/2010
B
Nevada 8/8/2016
B
Arkansas 1/3/2020
B
North Dakota 10/15/2012
B
Colorado 6/3/2015
IA
North Dakota 3/20/2017
B
Florida 8/12/2006
B
Oregon 1/21/2009
B
Georgia 8/12/2006
B
Texas 1/5/2010
B
Iowa 1/3/2022
IA
Texas 11/10/2010
B
Maryland 6/30/2021
B
Washington 5/3/2016
B
Minnesota 8/12/2006
B
Wisconsin 6/3/2015

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
324 BROADWAY STREET, ALEXANDRIA, MN 56308
51 BROADWAY, FARGO, ND 58102-4970
Registered with this firm since 11/10/2010
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
324 BROADWAY STREET, ALEXANDRIA, MN 56308
51 BROADWAY, FARGO, ND 58102-4970
Registered with this firm since 8/12/2006
Previous Registration(s)
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B
 09/24/1999 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) ALEXANDRIA, MN
B
 02/03/1997 - 10/14/1999 NORWEST INVESTMENT SERVICES, INC. (CRD#:16100) MINNEAPOLIS, MN
B
 03/18/1996 - 02/20/1997 FORUM FINANCIAL SERVICES, INC. (CRD#:17685) PORTLAND, ME
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.