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CHRISTOPHER ANTHONY LUND
CHRISTOPHER LUND
CRD#: 2195117
IA
B
CWM, LLCCRD#: 155344 225 Foxborough Blvd Suite 102
Foxborough, MA 02035
Foxborough, MA 02035
CETERA ADVISOR NETWORKS LLCCRD#: 13572 225 FOXBOROUGH BLVD
SUITE 102
FOXBOROUGH, MA 02035
SUITE 102
FOXBOROUGH, MA 02035
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Florida 4/24/2019
B
New York 4/24/2019
B
Massachusetts 4/24/2019
B
Rhode Island 4/24/2019
IA
Massachusetts 4/30/2019
SRO Registrations
B
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IA
Registered with this firm since 4/30/2019
B
Registered with this firm since 4/24/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2012 - 04/25/2019 | PLAINVILLE, MA | |
B | 06/01/2012 - 04/25/2019 | PLAINVILLE, MA | |
IA | 06/01/2012 - 12/31/2013 | PLAINVILLE, MA | |
IA | 09/18/2006 - 06/01/2012 | PLAINVILLE, MA | |
B | 11/22/2005 - 06/01/2012 | PLAINVILLE, MA | |
IA | 06/13/2003 - 11/16/2005 | BEDFORD, MA | |
B | 08/21/2002 - 11/16/2005 | WALTHAM, MA | |
IA | 11/06/2003 - 12/31/2004 | BEDFORD, MA | |
B | 01/27/1992 - 08/13/2002 | SMITHFIELD, RI |
BEDFORD, MA
11/06/2003 - 12/31/2004
SMITHFIELD, RI
01/27/1992 - 08/13/2002
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.