Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RAMY AWAD
CRD#: 2194787
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10400 NE 4TH ST
PBIG - BELLEVUE PRIVATE WEALTH
BELLEVUE, WA 98004
PBIG - BELLEVUE PRIVATE WEALTH
BELLEVUE, WA 98004
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Alabama 11/2/2021
B
Mississippi 3/1/2019
B
Alaska 10/7/2016
B
Missouri 9/20/2017
B
Arizona 10/7/2016
B
Montana 10/7/2016
B
California 10/7/2016
B
Nevada 11/2/2021
B
Colorado 10/7/2016
B
New Jersey 1/4/2022
B
Connecticut 10/2/2017
B
New Mexico 7/3/2023
B
Florida 10/7/2016
B
New York 10/7/2016
B
Georgia 6/6/2019
B
North Carolina 1/7/2020
B
Hawaii 10/7/2016
B
Ohio 11/2/2021
B
Idaho 4/15/2017
B
Oregon 10/7/2016
B
Illinois 8/24/2017
B
Pennsylvania 11/2/2021
B
Indiana 8/12/2021
B
South Carolina 10/7/2016
B
Iowa 11/3/2022
B
Tennessee 8/24/2017
B
Kansas 11/2/2021
IA
Texas 10/7/2016
B
Kentucky 6/21/2019
B
Texas 1/15/2021
B
Louisiana 11/2/2021
B
Utah 3/6/2017
B
Maryland 12/2/2021
B
Virginia 8/12/2021
B
Massachusetts 6/14/2022
B
Washington 10/7/2016
B
Michigan 11/13/2019
IA
Washington 10/7/2016
B
Minnesota 8/24/2017
B
Wisconsin 2/28/2018
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/7/2016
B
Registered with this firm since 10/7/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 10/21/2016 | BELLEVUE, WA | |
B | 06/01/2009 - 10/21/2016 | BELLEVUE, WA | |
IA | 10/28/1994 - 06/01/2009 | BELLEVUE, WA | |
B | 09/08/1994 - 06/01/2009 | BELLEVUE, WA | |
B | 06/29/1992 - 08/11/1994 | NEW YORK, NY | |
B | 06/29/1992 - 08/11/1994 | NEW YORK, NY | |
B | 06/29/1992 - 08/11/1994 | NEW YORK, NY | |
B | 11/25/1991 - 06/11/1992 | OAKDALE, MN |
NEW YORK, NY
06/29/1992 - 08/11/1994
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.