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CLARK LEONARD MILLER
CRD#: 2194418
IA
B
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 700 LARKSPUR LANDING CIR
SUITE 109
LARKSPUR, CA 94939
SUITE 109
LARKSPUR, CA 94939
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 700 LARKSPUR LANDING CIR
SUITE 109
LARKSPUR, CA 94939
SUITE 109
LARKSPUR, CA 94939
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 3/13/2010
B
New Jersey 6/8/2018
B
Arkansas 6/3/2016
B
New York 6/8/2018
B
California 4/11/2005
B
Oregon 11/8/2023
IA
California 8/3/2022
B
Pennsylvania 11/14/2012
B
Colorado 5/28/2013
B
Utah 6/14/2019
B
Massachusetts 3/19/2018
B
Washington 6/20/2008
B
Nevada 6/11/2014
B
Wisconsin 1/4/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 9/28/2022
IA
Registered with this firm since 8/3/2022
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2010 - 09/01/2022 | LARKSPUR, CA | |
IA | 09/13/2017 - 07/28/2020 | LARKSPUR, CA | |
IA | 04/11/2005 - 10/08/2010 | LARKSPUR, CA | |
IA | 06/11/2001 - 04/14/2005 | FAIRFAX, CA | |
B | 05/14/2001 - 04/14/2005 | PHOENIX, AZ | |
B | 03/06/1996 - 05/15/2001 | IRVINE, CA | |
B | 01/17/1996 - 03/21/1996 | EL SEGUNDO, CA | |
B | 04/21/1994 - 12/31/1995 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.