Individual Firm
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DAVID ROBERT COUGHLIN
DAVID R COUGHLIN
CRD#: 2193800
IA
B
SECURE ASSET MANAGEMENT, L.L.C.CRD#: 144046 Orange Park, FL
AURORA SECURITIESCRD#: 46147 Orange Park, FL
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Arizona 7/31/2024
B
New Mexico 10/9/2024
B
California 7/31/2024
B
New York 7/31/2024
B
Connecticut 9/13/2024
B
North Carolina 7/31/2024
B
Florida 7/31/2024
B
South Carolina 7/31/2024
IA
Florida 8/10/2024
B
Texas 7/31/2024
B
Georgia 7/31/2024
B
Utah 7/31/2024
B
Hawaii 7/31/2024
B
Virginia 7/31/2024
B
Maryland 7/31/2024
B
Washington 7/31/2024
B
Michigan 7/31/2024
B
West Virginia 7/31/2024
B
Minnesota 7/31/2024
B
Wisconsin 7/31/2024
B
Nevada 7/31/2024
B
Wyoming 7/31/2024
SRO Registrations
B
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IA
Registered with this firm since 8/10/2024
B
Registered with this firm since 7/31/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/16/2017 - 08/01/2024 | Orange Park, FL | |
B | 10/16/2017 - 08/01/2024 | SAN DIEGO, CA | |
IA | 01/23/2009 - 10/16/2017 | ORANGE PARK, FL | |
B | 01/23/2009 - 10/16/2017 | ORANGE PARK, FL | |
IA | 06/29/2000 - 01/23/2009 | LORTON, VA | |
B | 05/05/1999 - 01/23/2009 | FOLSOM, CA | |
B | 12/09/1991 - 05/21/1999 | BOSTON, MA | |
B | 12/09/1991 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.