Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Willard Andrew Nopper
Andy Nopper, Willard Andrew Nopper Snr
CRD#: 2193618
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2720 COUNTRY CLUB ROAD A
LUCAS, TX 75002
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1991 - 1994 (2 years)
License(s)

State Registrations

B
Alaska 1/6/2022
B
Montana 1/2/2024
B
Arizona 12/2/2022
B
Oklahoma 4/22/2019
B
Georgia 2/28/2019
B
Oregon 1/6/2022
B
Kansas 1/16/2018
B
Texas 11/9/2017
B
Michigan 1/25/2024
IA
Texas 11/9/2017
B
Missouri 1/15/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2720 COUNTRY CLUB ROAD A, LUCAS, TX 75002
Registered with this firm since 11/9/2017
B
EDWARD JONES (CRD#:250)
2720 COUNTRY CLUB ROAD A, LUCAS, TX 75002
Registered with this firm since 10/19/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/16/1991 - 10/13/1994 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.