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THE CLIENTS ALLEGED THE REIT INVESTMENTS SOLD WERE NOT IN THEIR BEST INTEREST. THEY REQUESTED THEIR INITIAL INVESTMENTS RETURNED PLUS EARNINGS.
Damage Amount Requested
$5,000.00
Broker Comment
THE FIRM FOUND THE REIT INVESTMENTS WERE SUITABLE FOR THE CLIENTS' GOALS AND OBJECTIVES. THE CLIENTS WERE PROVIDED ADEQUATE DISCLOSURE OF THE INVESTMENTS.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.