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Detailed Report
KRAIG LEE KUHLERS
KRAIG LEE KHULERS
CRD#: 2192577
IA
Investment Adviser
B
Broker
PRINCIPAL ASSET MANAGEMENTCRD#: 109002 711 High Street
Des Moines, IA 50392
PRINCIPAL FUNDS DISTRIBUTOR, INC.CRD#: 43261 Urbandale, IA
Registration History
1995200020052010201520202025IAPRINCIPAL ASSET MANAGEMENT (CRD# 109002)2017 - Present (8 years)BPRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD# 43261)2007 - Present (18 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)1993 - 2017 (23 years)BAEGON USA SECURITIES INC. (CRD# 13302)1992 - 1993 (1 year)BROCKWELL FINANCIAL, INC. (CRD# 16350)1992 - 1992 (<1 year)BBROKERS INVESTMENT CORPORATION (CRD# 16607)1991 - 1992 (<1 year)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2006 - 2017 (10 years)
License(s)

State Registrations

B
Alabama 3/4/2019
B
Kentucky 2/21/2020
B
Arizona 10/24/2023
B
Minnesota 7/20/2010
B
Georgia 3/4/2019
B
Mississippi 2/21/2020
B
Illinois 2/3/2009
B
Tennessee 2/21/2020
B
Iowa 3/30/2015
B
Wisconsin 2/3/2009
IA
Iowa 2/24/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL ASSET MANAGEMENT (CRD#:109002)
711 High Street, Des Moines, IA 50392
Registered with this firm since 2/24/2017
B
PRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD#:43261)
Urbandale, IA
711 HIGH STREET, DES MOINES, IA 50392
Registered with this firm since 1/19/2007
Previous Registration(s)
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IA
 04/26/2006 - 01/30/2017 PRINCIPAL SECURITIES, INC. (CRD#:1137) DES MOINES, IA
B
 09/02/1993 - 01/30/2017 PRINCIPAL SECURITIES, INC. (CRD#:1137) DES MOINES, IA
B
 07/28/1992 - 08/04/1993 AEGON USA SECURITIES INC. (CRD#:13302) CEDAR RAPIDS, IA
B
 03/13/1992 - 04/27/1992 ROCKWELL FINANCIAL, INC. (CRD#:16350)
B
 11/29/1991 - 01/29/1992 BROKERS INVESTMENT CORPORATION (CRD#:16607) CANOGA PARK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.