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GUY THOMAS DELLECAVE
GUY T DELLECAVE
CRD#: 2191935
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 200 Motor Parkway
Suite A5
Hauppauge, NY 11788
Suite A5
Hauppauge, NY 11788
CETERA ADVISOR NETWORKS LLCCRD#: 13572 200 Motor Parkway
Suite A5
Hauppauge, NY 11788
Suite A5
Hauppauge, NY 11788
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Arizona 1/29/2021
B
New York 1/29/2021
B
California 1/29/2021
IA
New York 6/29/2023
B
Florida 1/29/2021
B
North Carolina 1/29/2021
B
Georgia 1/29/2021
B
Ohio 3/21/2023
B
Illinois 1/4/2024
B
Oklahoma 3/28/2022
B
Kentucky 1/29/2021
B
Pennsylvania 9/20/2022
B
Maine 1/29/2021
B
South Carolina 2/4/2021
B
Massachusetts 5/9/2024
B
Virginia 7/5/2023
B
New Hampshire 9/7/2022
B
Wyoming 6/26/2024
B
New Jersey 1/29/2021
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 1/29/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/2021 - 06/29/2023 | HAUPPAUGE, NY | |
IA | 11/13/2020 - 02/02/2021 | HOLBROOK, NY | |
B | 01/23/2015 - 02/02/2021 | HAUPPAUGE, NY | |
B | 01/09/2008 - 01/27/2015 | BOHEMIA, NY | |
B | 04/16/2004 - 01/09/2008 | BOHEMIA, NY | |
B | 10/30/1995 - 04/20/2004 | PURCHASE, NY | |
B | 01/16/1992 - 11/03/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.