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Detailed Report
Dominick Martinez Divine
DOMINICK DEVINE II, DOMINICK MARTINEZ DIVINE II, DOMINICK MARTINEZ DIVINE II, DOMINICK MARTINEZ DIVINEII, Dominick M. Divine II
CRD#: 2191769
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 527 S Lake Ave Ste 100
Pasadena, CA 91101-3535
Registration History
19952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2013 - 2017 (4 years)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2004 - 2006 (2 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)1999 - 2003 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1999 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1994 - 1998 (3 years)BKENNEDY, CABOT & CO. (CRD# 2417)1993 - 1994 (<1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1992 - 1993 (1 year)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2005 - 2006 (1 year)
Disclosure(s)
View By:
5/4/1992
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 11/27/2023
IA
California 11/28/2023
B
California 11/27/2023
B
Hawaii 11/27/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
527 S Lake Ave Ste 100, Pasadena, CA 91101-3535
View Park, CA
Registered with this firm since 11/28/2023
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
527 S Lake Ave Ste 100, Pasadena, CA 91101-3535
View Park, CA
Registered with this firm since 11/27/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/15/2017 - 11/26/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) ALTADENA, CA
B
 11/15/2017 - 11/26/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) ALTADENA, CA
IA
 01/03/2013 - 11/06/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) GLENDALE, CA
B
 01/02/2013 - 11/06/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) GLENDALE, CA
IA
 08/13/2012 - 12/31/2012 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) LOS ANGELES, CA
B
 08/10/2012 - 12/31/2012 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) LOS ANGELES, CA
IA
 04/20/2011 - 08/10/2012 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) GLENDALE, CA
B
 04/19/2011 - 08/10/2012 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) GLENDALE, CA
IA
 12/19/2006 - 04/19/2011 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) LONG BEACH, CA
B
 12/19/2006 - 04/19/2011 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) LONG BEACH, CA
IA
 12/13/2005 - 12/19/2006 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) AVALON, CA
B
 07/23/2004 - 12/19/2006 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) AVALON, CA
IA
 05/23/2003 - 07/16/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) VIEW PARK, CA
B
 05/22/2003 - 07/16/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
 02/19/1999 - 03/03/2003 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 04/17/1998 - 02/16/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 07/14/1994 - 03/17/1998 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 12/22/1993 - 05/17/1994 KENNEDY, CABOT & CO. (CRD#:2417) BEVERLY HILLS, CA
B
 01/06/1992 - 10/13/1993 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.