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DAVID VARELA
CRD#: 2191470
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 60 STATE STREET
Suite 1350
BOSTON, MA 02109-1803
Suite 1350
BOSTON, MA 02109-1803
0
Disclosures
32
Years of Experience
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State Registrations
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Alaska 1/7/2020
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Nevada 12/11/2017
B
Arizona 9/13/2023
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New Hampshire 1/29/2018
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Arkansas 1/10/2020
B
New Jersey 12/11/2017
B
California 12/11/2017
B
New York 12/11/2017
B
Colorado 5/23/2019
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New York 9/4/2021
B
Connecticut 12/11/2017
B
North Carolina 12/11/2017
B
Delaware 5/23/2023
B
Ohio 9/18/2023
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Delaware 6/2/2023
B
Oklahoma 1/7/2020
B
Florida 12/12/2017
B
Pennsylvania 12/11/2017
B
Georgia 1/7/2020
B
Puerto Rico 9/19/2023
B
Idaho 9/13/2023
B
Rhode Island 12/11/2017
B
Illinois 3/11/2021
B
South Carolina 11/6/2023
B
Indiana 1/7/2025
B
Tennessee 1/15/2025
B
Kentucky 1/7/2020
B
Texas 12/11/2017
B
Maine 12/11/2017
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Texas 12/24/2018
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Maine 8/1/2023
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Utah 1/7/2020
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Maryland 12/11/2017
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Vermont 1/7/2020
B
Massachusetts 1/24/2018
B
Virginia 12/11/2017
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Massachusetts 3/5/2018
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Washington 1/7/2020
B
Michigan 4/5/2024
B
West Virginia 8/16/2024
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Minnesota 1/29/2018
SRO Registrations
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Registered with this firm since 3/5/2018
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Registered with this firm since 12/11/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/18/2006 - 12/15/2017 | WELLESLEY HILLS, MA | |
B | 11/20/1992 - 09/29/2005 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.