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CHRISTINE MARIE HARKENDORFF
Christine M Harkendorff, CHRISTINE MARIE OLSEN
CRD#: 2191462
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 13815 FNB Parkway Suite 300
OMAHA, NE 68154-5220
Registration History
201220142016201820202022202420262 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - 2013 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Arizona 2/5/2018

B
Kansas 2/5/2018

B
California 2/5/2018

B
Nebraska 2/5/2018

B
Florida 4/18/2018

IA
Nebraska 2/5/2018

B
Illinois 2/5/2018

B
South Dakota 7/21/2023

B
Iowa 2/5/2018

B
Texas 2/5/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Registered with this firm since 2/5/2018

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Registered with this firm since 2/5/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/03/2013 - 01/02/2018 MORGAN STANLEY (CRD#:149777) OMAHA, NE
B
12/03/2013 - 01/02/2018 MORGAN STANLEY (CRD#:149777) OMAHA, NE
IA
04/08/2013 - 10/23/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) OMAHA, NE
B
11/02/2011 - 10/23/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.