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Detailed Report
ROBERT ELVIN HENDRIX
ROBERT ELVIN HENDRIX III
CRD#: 2191399
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9413 KATY FWY
HOUSTON, TX 77024
Registration History
19952000200520102015202020252 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BOPPENHEIMER & CO. INC. (CRD# 249)2017 - 2024 (6 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2004 - 2017 (12 years)BAMHERST SECURITIES GROUP, INC. (CRD# 31141)1995 - 1996 (<1 year)BSOUTHWEST SECURITIES, INC. (CRD# 6220)1995 - 1995 (<1 year)BWESTCAP SECURITIES, L.P. (CRD# 7301)1993 - 1995 (2 years)BWESTCAP GOVERNMENT SECURITIES,... (CRD# 19645)1993 - 1994 (1 year)BGSC SECURITIES, INC. (CRD# 17013)1992 - 1993 (<1 year)BGOVERNMENT SECURITIES CORPORATION (CRD# 19698)1991 - 1993 (1 year)IAOPPENHEIMER & CO. INC. (CRD# 249)2020 - 2024 (3 years)
License(s)

State Registrations

B
California 2/13/2025
IA
Texas 10/31/2024
B
Texas 10/31/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9413 KATY FWY, HOUSTON, TX 77024
Registered with this firm since 10/31/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9413 KATY FWY, HOUSTON, TX 77024
Registered with this firm since 10/31/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/28/2024 - 11/11/2024 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
B
 03/28/2024 - 11/11/2024 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
IA
 09/30/2020 - 01/12/2024 OPPENHEIMER & CO. INC. (CRD#:249) HOUSTON, TX
B
 03/02/2017 - 01/12/2024 OPPENHEIMER & CO. INC. (CRD#:249) HOUSTON, TX
B
 09/03/2004 - 03/08/2017 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) HOUSTON, TX
B
 10/30/1995 - 09/10/1996 AMHERST SECURITIES GROUP, INC. (CRD#:31141) AUSTIN, TX
B
 04/18/1995 - 10/26/1995 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
B
 02/05/1993 - 04/21/1995 WESTCAP SECURITIES, L.P. (CRD#:7301) HOUSTON, TX
B
 02/05/1993 - 08/24/1994 WESTCAP GOVERNMENT SECURITIES, INC. (CRD#:19645)
B
 07/23/1992 - 01/28/1993 GSC SECURITIES, INC. (CRD#:17013)
B
 11/01/1991 - 01/28/1993 GOVERNMENT SECURITIES CORPORATION (CRD#:19698)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.