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SANDRO JOHN WINKWORTH
CRD#: 2191040
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 27 MALAGA COVE PLAZA
PALOS VERDES ESTATES, CA 90274
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 27 MALAGA COVE PLAZA
PALOS VERDES ESTATES, CA 90274
Registration History
19952000200520102015202020252 FIRMS2001 - 2005 (4 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2005 - Present (19 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2001 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1994 - 1997 (2 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1993 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1993 (1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2009 (3 years)
Disclosure(s)
View By:
2/2/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/2/2008

B
Nevada 8/3/2023

B
California 3/11/2005

B
New Mexico 5/4/2022

IA
California 1/2/2009

B
New York 3/20/2018

B
Colorado 3/11/2005

B
North Carolina 1/20/2023

B
Florida 3/11/2005

B
Ohio 4/4/2023

B
Hawaii 5/29/2024

B
Oregon 8/22/2013

B
Idaho 9/6/2017

B
Texas 4/30/2011

B
Illinois 2/21/2018

IA
Texas 1/26/2016

B
Maryland 5/23/2022

B
Utah 11/15/2022

B
Massachusetts 8/27/2007

B
Washington 9/18/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
27 MALAGA COVE PLAZA, PALOS VERDES ESTATES, CA 90274
Palos Verdes Peninsula, CA
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
27 MALAGA COVE PLAZA, PALOS VERDES ESTATES, CA 90274
Palos Verdes Peninsula, CA
Registered with this firm since 3/11/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/22/2005 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) PALOS VERDES ESTATES, CA
IA
02/21/2001 - 03/24/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
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02/09/2001 - 03/24/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
04/09/1997 - 02/13/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
10/26/1994 - 04/11/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/31/1993 - 09/29/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
12/04/1991 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.