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MICHAEL DOMINICK MOSES
CRD#: 2190810
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Investment Adviser
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Previous Broker
NAPATREE CAPITAL LLCCRD#: 292776 90 BEACH STREET
WESTERLY, RI 02891
Registration History
1995200020052010201520202025IANAPATREE CAPITAL LLC (CRD# 292776)2020 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2017 (11 years)BADAMS HARKNESS, INC. (CRD# 1020)2003 - 2006 (2 years)BEDWARD JONES (CRD# 250)2002 - 2003 (<1 year)BADAMS, HARKNESS & HILL, INC. (CRD# 1020)1998 - 2001 (3 years)BHERZOG, HEINE, GEDULD, INC. (CRD# 2186)1991 - 1997 (5 years)
License(s)

State Registrations

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Massachusetts 1/28/2020

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Rhode Island 1/28/2020

Current Registration(s)
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NAPATREE CAPITAL LLC (CRD#:292776)
90 BEACH STREET, WESTERLY, RI 02891
Registered with this firm since 1/28/2020

Previous Registration(s)
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06/13/2006 - 07/31/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
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08/06/2003 - 01/17/2006 ADAMS HARKNESS, INC. (CRD#:1020) NEW YORK, NY
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09/04/2002 - 07/17/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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03/20/1998 - 10/26/2001 ADAMS, HARKNESS & HILL, INC. (CRD#:1020) NEW YORK, NY
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12/04/1991 - 11/26/1997 HERZOG, HEINE, GEDULD, INC. (CRD#:2186) NEW YORK, NY
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Investment Adviser
Disclosures
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