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WILLIAM CHARLES SINES
BILL SINES, WILLIAM SINES
CRD#: 2190586
IA
Investment Adviser
B
Broker
BFC PLANNING, INC.CRD#: 119682 8269 113th Street
Seminole, FL 33772
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.CRD#: 13609 8269 113th Street
Seminole, FL 33772
Registration History
19952000200520102015202020252 FIRMS1997 - 2015 (17 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1991 - 1997 (5 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1991 - 1993 (2 years)
Disclosure(s)
View By:
1/5/2023
Customer Dispute
Withdrawn
12/31/2020
Customer Dispute
Closed-No Action
7/23/2019
Customer Dispute
Closed-No Action
11/1/2017
Customer Dispute
Settled
5/25/2007
Customer Dispute
Denied
12/23/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 7/2/2018

B
Michigan 7/3/2018

IA
Florida 7/17/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BFC PLANNING, INC. (CRD#:119682)
8269 113th Street, Seminole, FL 33772
Registered with this firm since 7/17/2018

B
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
8269 113th Street, Seminole, FL 33772
8269 113th Street, Seminole, FL 33772
Registered with this firm since 6/29/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/15/2015 - 06/28/2018 KALOS MANAGEMENT (CRD#:133025) SEMINOLE, FL
B
08/24/2015 - 06/28/2018 KALOS CAPITAL, INC. (CRD#:44337) Seminole, FL
IA
09/26/1997 - 08/24/2015 SII INVESTMENTS, INC. (CRD#:2225) SEMINOLE, FL
B
09/20/1997 - 08/24/2015 SII INVESTMENTS, INC. (CRD#:2225) SEMINOLE, FL
B
11/01/1991 - 06/26/1997 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
11/01/1991 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.