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ARTHUR W ROLLINS
CRD#: 2189526
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - Present (30 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - Present (33 years)
License(s)

State Registrations

B
Alabama 1/5/1995

B
Nebraska 10/24/2007

B
Alaska 10/24/2007

B
Nevada 6/2/2004

B
Arizona 6/2/2004

B
New Hampshire 11/26/1997

B
Arkansas 10/24/2007

B
New Jersey 1/18/1995

B
California 1/5/1995

B
New Mexico 2/11/2002

B
Colorado 11/26/1997

B
New York 1/5/1995

B
Connecticut 1/5/1995

B
North Carolina 1/9/1995

B
Delaware 8/28/2003

B
North Dakota 10/24/2007

B
District of Columbia 1/27/1995

B
Ohio 10/30/2007

B
Florida 1/10/1995

B
Oklahoma 10/24/2007

B
Georgia 12/16/1991

B
Oregon 1/22/2003

IA
Georgia 4/7/2004

B
Pennsylvania 11/17/1992

B
Hawaii 2/2/2007

B
Puerto Rico 10/24/2007

B
Idaho 3/10/2005

B
Rhode Island 6/2/2004

B
Illinois 1/5/1995

B
South Carolina 10/21/1994

B
Indiana 1/17/2007

B
South Dakota 11/4/2003

B
Iowa 10/24/2007

B
Tennessee 1/6/1995

B
Kansas 3/10/2005

B
Texas 1/5/1995

B
Kentucky 10/24/2007

IA
Texas 1/5/1995

B
Louisiana 6/2/2004

B
Utah 6/2/2004

B
Maine 1/13/2006

B
Vermont 6/2/2004

B
Maryland 1/5/1995

B
Virgin Islands 10/24/2007

B
Massachusetts 4/11/1995

B
Virginia 1/6/1995

B
Michigan 10/1/2007

B
Washington 4/6/2006

B
Minnesota 3/10/2005

B
West Virginia 6/2/2004

B
Mississippi 4/14/2004

B
Wisconsin 1/17/2007

B
Missouri 3/12/2004

B
Wyoming 10/24/2007

B
Montana 11/28/1997

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 1/5/1995

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 12/11/1991

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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.