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SUZANNE MARIE LOCKWOODFISHER
SUZANNE MARIE FISHER, SUZANNE MARIE LOCKWOOD
CRD#: 2189281
IA
Investment Adviser
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Previous Broker
DHJJ FINANCIAL ADVISORSCRD#: 107034 2560 FOXFIELD RD. SUITE 300
ST. CHARLES, IL 60174
Registration History
1995200020052010201520202025IADHJJ FINANCIAL ADVISORS (CRD# 107034)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2020 (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2009 - 2018 (9 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)1993 - 2009 (15 years)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1992 - 1993 (1 year)BAETNA CAPITAL MANAGEMENT, INC. (CRD# 24928)1991 - 1993 (1 year)
License(s)

State Registrations

IA
Illinois 7/15/2021

Current Registration(s)
IA
DHJJ FINANCIAL ADVISORS (CRD#:107034)
2560 FOXFIELD RD. SUITE 300, ST. CHARLES, IL 60174
ST. CHARLES, IL
Registered with this firm since 7/15/2021

Previous Registration(s)
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10/19/2018 - 02/24/2020 LPL FINANCIAL LLC (CRD#:6413) ST CHARLES, IL
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10/20/2009 - 10/26/2018 CETERA ADVISOR NETWORKS LLC (CRD#:13572) ST CHARLES, IL
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10/15/1993 - 02/17/2009 ING FINANCIAL ADVISERS, LLC (CRD#:34815) WINDSOR, CT
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09/21/1992 - 10/15/1993 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256) HARTFORD, CT
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12/19/1991 - 10/15/1993 AETNA CAPITAL MANAGEMENT, INC. (CRD#:24928) HARTFORD, CT
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.