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BUDDY BOROWIAK
PAUL JOHN BOROWIAK JR, PAUL JOHN JR BOROWIAK, PAUL J BOROWIAK JR, PAUL J BOROWIAK JR.
CRD#: 2188717
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Wilson, WY
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - Present (30 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1992 - 1995 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 1992 (<1 year)
License(s)

State Registrations

B
Colorado 9/28/2018

IA
New York 10/26/2021

B
Florida 2/2/2021

B
North Carolina 3/20/2012

B
Illinois 10/31/1997

IA
Texas 6/2/2008

B
Montana 11/22/2017

B
Wyoming 10/4/2022

B
New Hampshire 3/18/2015

IA
Wyoming 10/4/2022

B
New York 1/28/1995

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Wilson, WY
Registered with this firm since 6/2/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Wilson, WY
Registered with this firm since 1/28/1995

Previous Registration(s)
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B
03/31/1992 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
01/07/1992 - 03/11/1992 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.