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MITCHELL LIN LOCKHART
CRD#: 2188418
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2520 PINNACLE HILLS PKWY
ROGERS, AR 72758
Registration History
19952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1992 - 2008 (16 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2008 (10 years)
Disclosure(s)
View By:
10/21/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 1/1/2008

B
Missouri 1/1/2008

B
Arkansas 1/1/2008

B
Nevada 8/7/2018

IA
Arkansas 1/1/2008

B
Ohio 9/17/2012

B
California 1/31/2018

B
Oklahoma 1/1/2008

B
Florida 3/8/2016

B
Tennessee 12/10/2020

B
Illinois 9/29/2017

IA
Texas 10/25/2013

B
Iowa 1/1/2008

B
Texas 10/28/2013

B
Kansas 5/25/2021

B
Virginia 2/11/2025

B
Kentucky 2/12/2025

B
Washington 1/1/2008

B
Minnesota 12/2/2010

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2520 PINNACLE HILLS PKWY, ROGERS, AR 72758
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2520 PINNACLE HILLS PKWY, ROGERS, AR 72758
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
01/27/1992 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BELLA VISTA, AR
IA
01/01/1998 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BELLA VISTA, AR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.