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WILLIAM ANTHONY O'BRIEN
WILLIAM ANTHONY OBRIEN
CRD#: 2188396
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 23501 CINCO RANCH BLVD
BLD C, SUITE C-150
KATY, TX 77494
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 23501 CINCO RANCH BLVD
BLD C, SUITE C-150
KATY, TX 77494-3095
Registration History
19952000200520102015202020252 FIRMS2003 - 2003 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)BMAXIM GROUP LLC (CRD# 120708)2010 - 2012 (1 year)BNDB CAPITAL MARKETS, LP (CRD# 7172)1993 - 2002 (9 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (4 years)
License(s)

State Registrations

B
Alabama 9/17/2024

B
New Jersey 4/28/2021

B
Arizona 4/11/2022

B
New Mexico 4/28/2021

B
Arkansas 1/6/2023

B
North Carolina 5/6/2022

B
Florida 7/13/2020

B
Oklahoma 1/2/2015

B
Georgia 10/22/2021

B
Pennsylvania 5/20/2023

B
Illinois 12/3/2024

B
Texas 11/19/2012

B
Indiana 10/8/2021

IA
Texas 7/13/2018

B
Louisiana 4/28/2021

B
Washington 1/13/2020

B
Massachusetts 8/25/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
23501 CINCO RANCH BLVD BLD C, SUITE C-150, KATY, TX 77494
HOUSTON, TX
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
23501 CINCO RANCH BLVD BLD C, SUITE C-150, KATY, TX 77494-3095
HOUSTON, TX
Registered with this firm since 11/19/2012

Previous Registration(s)
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IA
09/03/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) KATY, TX
B
10/15/2010 - 05/31/2012 MAXIM GROUP LLC (CRD#:120708) NEW YORK, NY
B
06/16/2003 - 10/30/2003 STC SECURITIES CORPORATION (CRD#:118812) BOCA RATON, FL
B
05/05/2003 - 06/16/2003 LADENBURG, THALMANN & CO., INC. (CRD#:505) NEW YORK, NY
B
04/07/1993 - 06/28/2002 NDB CAPITAL MARKETS, LP (CRD#:7172) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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