BRIAN DOUGLASS MATLOCK - Investment Adviser at MERCER GLOBAL ADVISORS INC.

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Detailed ReportReport

BRIAN DOUGLASS MATLOCK

CRD#: 2187319

Investment Adviser

Previous Broker

MERCER GLOBAL ADVISORS INC.CRD#: 147363

26 Main Street
Colleyville, TX 76034

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Texas 9/13/2024

Current Registration(s)

MERCER GLOBAL ADVISORS INC. (CRD#:147363)

26 Main Street, Colleyville, TX 76034

Registered with this firm since 9/13/2024

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	09/11/2020 - 10/31/2023	STEWARD WEALTH MANAGEMENT (CRD#:143513)	COLLEYVILLE, TX
B	08/22/2013 - 05/13/2019	TD AMERITRADE, INC. (CRD#:7870)	Southlake, TX
B	09/24/2011 - 04/12/2013	LPL FINANCIAL LLC (CRD#:6413)	KELLER, TX
IA	09/12/2012 - 04/01/2013	WWK WEALTH ADVISORS (CRD#:146832)	KELLER, TX
IA	10/18/2011 - 03/27/2013	LPL FINANCIAL LLC (CRD#:6413)	KELLER, TX
B	05/05/2005 - 11/28/2007	FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507)	WESTLAKE, TX
IA	03/09/2004 - 05/05/2005	STRATEGIC ADVISERS, INC. (CRD#:104555)	WESTLAKE, TX
B	08/31/1993 - 05/05/2005	FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)	SMITHFIELD, RI
B	05/02/2005 - 05/02/2005	FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507)	SMITHFIELD, RI
B	06/19/1992 - 08/20/1993	FIDELITY DISTRIBUTORS CORPORATION (CRD#:6848)	SMITHFIELD, RI

STEWARD WEALTH MANAGEMENT (CRD#:143513)

COLLEYVILLE, TX

09/11/2020 - 10/31/2023

TD AMERITRADE, INC. (CRD#:7870)

Southlake, TX

08/22/2013 - 05/13/2019

LPL FINANCIAL LLC (CRD#:6413)

KELLER, TX

09/24/2011 - 04/12/2013

WWK WEALTH ADVISORS (CRD#:146832)

KELLER, TX

09/12/2012 - 04/01/2013

LPL FINANCIAL LLC (CRD#:6413)

KELLER, TX

10/18/2011 - 03/27/2013

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507)

WESTLAKE, TX

05/05/2005 - 11/28/2007

STRATEGIC ADVISERS, INC. (CRD#:104555)

WESTLAKE, TX

03/09/2004 - 05/05/2005

FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)

SMITHFIELD, RI

08/31/1993 - 05/05/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507)

SMITHFIELD, RI

05/02/2005 - 05/02/2005

FIDELITY DISTRIBUTORS CORPORATION (CRD#:6848)

SMITHFIELD, RI

06/19/1992 - 08/20/1993

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.