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Detailed Report
MARWAN 'MARK' YACOUB YACOUB
MARWAN YACOUB YACOUB
CRD#: 2187271
IA
Investment Adviser
B
Broker
J. W. COLE ADVISORS, INC.CRD#: 112294 3101 MADERA COURT
CARLSBAD, CA 92009
J.W. COLE FINANCIAL, INC.CRD#: 124583 Carlsbad, CA
Registration History
19952000200520102015202020252 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2013 (5 years)2 FIRMS2013 - Present (11 years)BSENTRA SECURITIES CORPORATION (CRD# 10249)1998 - 2003 (5 years)BSPECTRUM SECURITIES, INC. (CRD# 29305)1996 - 1998 (1 year)BBARABAN SECURITIES, INC. (CRD# 7659)1992 - 1996 (4 years)IASENTRA SECURITIES CORP (CRD# 10249)1999 - 2003 (4 years)
License(s)

State Registrations

B
California 5/10/2013
IA
California 5/10/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J. W. COLE ADVISORS, INC. (CRD#:112294)
3101 MADERA COURT, CARLSBAD, CA 92009
Registered with this firm since 5/10/2013
B
J.W. COLE FINANCIAL, INC. (CRD#:124583)
Carlsbad, CA
Registered with this firm since 5/10/2013
Previous Registration(s)
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IA
 10/26/2007 - 05/10/2013 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) CARLSBAD, CA
B
 10/26/2007 - 05/10/2013 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) CARLSBAD, CA
IA
 08/28/2003 - 10/29/2007 GIRARD SECURITIES, INC. (CRD#:18697) SAN DIEGO, CA
B
 08/28/2003 - 10/29/2007 GIRARD SECURITIES, INC. (CRD#:18697) SAN DIEGO, CA
IA
 04/26/1999 - 09/02/2003 SENTRA SECURITIES CORP (CRD#:10249) SAN DIEGO, CA
B
 07/28/1998 - 09/02/2003 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
 12/13/1996 - 08/25/1998 SPECTRUM SECURITIES, INC. (CRD#:29305)
FINRA expelled the firm on 11/15/1999
AROURA HILLS, CA
B
 01/16/1992 - 12/12/1996 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.