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Detailed Report
KELLY THOMAS RYAN
CRD#: 2187117
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 14139 W INDIAN SCHOOL RD
GOODYEAR, AZ 85395
Registration History
19952000200520102015202020252 FIRMS1991 - 1993 (1 year)2 FIRMS2002 - 2004 (2 years)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - Present (14 years)BEDWARD JONES (CRD# 250)2004 - 2005 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1997 - 2002 (4 years)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1998 - 1998 (<1 year)BASB FINANCIAL SERVICES (CRD# 24280)1996 - 1997 (1 year)BFIRST INTERSTATE INVESTMENTS,INC. (CRD# 17101)1995 - 1996 (1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1995 - 1995 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1994 - 1994 (<1 year)BJMC FINANCIAL CORPORATION (CRD# 16063)1993 - 1994 (1 year)
Disclosure(s)
View By:
3/14/2005
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 11/30/2021
B
Minnesota 7/19/2024
B
Alaska 12/6/2021
B
Montana 1/3/2011
B
Arizona 1/3/2011
B
Nevada 1/3/2011
IA
Arizona 1/5/2016
B
North Carolina 10/15/2024
B
Arkansas 2/20/2024
B
Ohio 3/4/2020
B
California 1/3/2011
B
Oklahoma 1/3/2011
IA
California 1/3/2011
B
Pennsylvania 3/15/2024
B
Colorado 1/3/2011
B
South Carolina 2/18/2025
B
Florida 9/15/2020
B
South Dakota 6/26/2020
B
Hawaii 11/18/2021
B
Tennessee 3/17/2021
B
Idaho 12/17/2019
B
Texas 5/22/2019
B
Illinois 1/3/2011
IA
Texas 5/28/2019
B
Kentucky 7/22/2013
B
Utah 12/1/2015
B
Louisiana 5/22/2024
B
Washington 1/3/2011
B
Michigan 5/27/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
14139 W INDIAN SCHOOL RD, GOODYEAR, AZ 85395
4115 N 108TH AVE STE 101, PHOENIX, AZ 85037
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
14139 W INDIAN SCHOOL RD, GOODYEAR, AZ 85395
4115 N 108TH AVE STE 101, PHOENIX, AZ 85037
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/03/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GOODYEAR, AZ
B
 11/03/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GOODYEAR, AZ
B
 05/27/2004 - 11/10/2005 EDWARD JONES (CRD#:250) GLENDALE, AZ
IA
 04/08/2002 - 06/04/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) LINCOLN HILLS, CA
B
 04/02/2002 - 06/04/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 07/14/1997 - 04/15/2002 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 01/23/1998 - 05/01/1998 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 06/24/1996 - 07/14/1997 ASB FINANCIAL SERVICES (CRD#:24280) IRVINE, CA
B
 01/04/1995 - 06/19/1996 FIRST INTERSTATE INVESTMENTS,INC. (CRD#:17101)
B
 04/11/1995 - 11/15/1995 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
 08/15/1994 - 12/31/1994 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
 01/27/1993 - 08/08/1994 JMC FINANCIAL CORPORATION (CRD#:16063) BOSTON, MA
B
 10/28/1991 - 01/19/1993 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 10/28/1991 - 01/19/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.