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Detailed Report
ETHEL KATHERINE MCGLYNN
ETHEL KATHERINE ALLEN, Ethel McGlynn
CRD#: 2186805
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Investment Adviser
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Previous Broker
ALPHACORE CAPITAL LLCCRD#: 174346 4500 Cherry Creek Drive South
Ste 1070
Glendale, CO 80246
Registration History
1995200020052010201520202025IAALPHACORE CAPITAL LLC (CRD# 174346)2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - 2024 (2 years)BTD AMERITRADE, INC. (CRD# 7870)2015 - 2023 (8 years)BWUNDERLICH SECURITIES, INC. (CRD# 2543)2009 - 2014 (4 years)BJANCO PARTNERS, INC. (CRD# 40055)2006 - 2009 (3 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2000 - 2004 (3 years)BHANIFEN, IMHOFF INC. (CRD# 44469)1998 - 1999 (1 year)BHANIFEN, IMHOFF INC. (CRD# 2126)1996 - 1998 (1 year)BCOHIG & ASSOCIATES, INC. (CRD# 16184)1994 - 1994 (<1 year)BHANIFEN, IMHOFF INC. (CRD# 2126)1992 - 1993 (1 year)
License(s)

State Registrations

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California 7/24/2024
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Colorado 2/24/2025
Current Registration(s)
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ALPHACORE CAPITAL LLC (CRD#:174346)
4500 Cherry Creek Drive South Ste 1070, Glendale, CO 80246
Registered with this firm since 7/24/2024
Previous Registration(s)
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 07/27/2021 - 06/24/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 01/02/2015 - 12/31/2023 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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 08/10/2009 - 01/17/2014 WUNDERLICH SECURITIES, INC. (CRD#:2543) DENVER, CO
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 02/08/2006 - 08/04/2009 JANCO PARTNERS, INC. (CRD#:40055) GREENWOOD VILLAGE, CO
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 11/09/2000 - 09/23/2004 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
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 02/23/1998 - 07/28/1999 HANIFEN, IMHOFF INC. (CRD#:44469) DENVER, CO
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 12/12/1996 - 02/23/1998 HANIFEN, IMHOFF INC. (CRD#:2126) DENVER, CO
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 03/09/1994 - 12/16/1994 COHIG & ASSOCIATES, INC. (CRD#:16184) ENGLEWOOD, CO
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 10/14/1992 - 11/12/1993 HANIFEN, IMHOFF INC. (CRD#:2126) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.