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DAVID GERALD ADAMS
CRD#: 2186552
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 N7640 County Road WH
Suite 900
Fond du Lac, WI 54937
Registration History
19952000200520102015202020252 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2005 - 2009 (4 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1999 - 2005 (6 years)BSII INVESTMENTS, INC. (CRD# 2225)1995 - 1999 (3 years)BAAL CAPITAL MANAGEMENT CORPORATION (CRD# 18387)1991 - 1995 (3 years)IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2006 - 2009 (3 years)IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2005 - 2005 (<1 year)
Disclosure(s)
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Criminal
Final Disposition
License(s)

State Registrations

B
Wisconsin 12/19/2017

IA
Wisconsin 12/19/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
N7640 County Road WH Suite 900, Fond du Lac, WI 54937
Registered with this firm since 12/19/2017

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
N7640 County Road WH Suite 900, Fond du Lac, WI 54937
Registered with this firm since 12/19/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/14/2009 - 12/19/2017 SII INVESTMENTS, INC. (CRD#:2225) FOND DU LAC, WI
B
12/14/2009 - 12/19/2017 SII INVESTMENTS, INC. (CRD#:2225) FOND DU LAC, WI
IA
02/21/2006 - 12/15/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) FOND DU LAC, WI
B
06/21/2005 - 12/15/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) FOND DU LAC, WI
B
04/08/1999 - 06/23/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
IA
06/21/2005 - 06/21/2005 NEXT FINANCIAL GROUP, INC. (CRD#:46214) FOND DU LAC, WI
B
06/06/1995 - 04/08/1999 SII INVESTMENTS, INC. (CRD#:2225) APPLETON, WI
B
10/21/1991 - 06/13/1995 AAL CAPITAL MANAGEMENT CORPORATION (CRD#:18387) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.