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Detailed Report
THOMAS ANCEL JOHNS
CRD#: 2186505
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 14 DAME STREET
KITTERY, ME 03904
Registration History
1995200020052010201520202025IAOSAIC WEALTH, INC. (CRD# 23131)2005 - Present (20 years)BOSAIC WEALTH, INC. (CRD# 23131)2000 - Present (25 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1991 - 2000 (8 years)
License(s)

State Registrations

B
Colorado 12/1/2017
B
New Hampshire 4/26/2000
B
Connecticut 8/18/2008
B
New Jersey 11/21/2016
B
Florida 4/26/2000
B
North Carolina 8/2/2021
B
Georgia 12/18/2023
B
Ohio 12/11/2024
B
Maine 4/26/2000
B
Rhode Island 6/7/2012
IA
Maine 2/2/2005
B
Vermont 4/26/2000
B
Maryland 4/26/2000
B
Virginia 1/10/2020
B
Massachusetts 4/26/2000

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
14 DAME STREET, KITTERY, ME 03904
Registered with this firm since 2/2/2005
B
OSAIC WEALTH, INC. (CRD#:23131)
14 DAME STREET, KITTERY, ME 03904
Registered with this firm since 4/26/2000
Previous Registration(s)
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B
 12/03/1991 - 05/03/2000 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.