• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
HEATHER MAUREEN HENN
HEATHER MAUREEN BUCK
CRD#: 2185093
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
19952000200520102015202020252 FIRMS1998 - 2009 (11 years)2 FIRMS2009 - Present (15 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1992 - 1993 (1 year)
Disclosure(s)
View By:
6/9/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/6/2015

B
Massachusetts 2/1/2021

B
Alaska 12/10/2024

B
Michigan 12/11/2024

B
Arizona 5/9/2024

B
Mississippi 12/13/2024

B
Arkansas 12/17/2024

B
Nevada 2/9/2021

B
California 12/10/2024

B
New Jersey 6/6/2018

B
Colorado 11/21/2016

B
New York 10/23/2009

B
Connecticut 12/10/2024

B
North Carolina 10/23/2009

B
Delaware 8/21/2017

B
Oregon 1/2/2020

B
Florida 10/23/2009

B
Pennsylvania 12/10/2024

B
Georgia 10/23/2009

B
South Carolina 10/23/2009

IA
Georgia 10/23/2009

B
Tennessee 10/23/2009

B
Illinois 10/23/2009

IA
Texas 6/25/2013

B
Indiana 7/18/2019

B
Texas 1/4/2023

B
Kentucky 12/10/2024

B
Vermont 9/15/2023

B
Maryland 12/23/2024

B
Virginia 12/10/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
07/12/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
B
01/29/1992 - 07/12/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.