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MELVIN K SUGIHARA
MELVIN KATSUMI SUGIHARA
CRD#: 2183794
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1001 BISHOP ST
STE 1900
HONOLULU, HI 96813
Registration History
19952000200520102015202020252 FIRMS1992 - 2007 (15 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 7/22/2020

B
New Jersey 1/9/2024

B
California 3/9/2009

B
New York 7/21/2015

B
Colorado 3/9/2009

B
North Carolina 1/9/2024

B
Florida 10/7/2019

B
Ohio 7/22/2015

B
Hawaii 3/9/2009

B
Oregon 8/25/2014

IA
Hawaii 3/9/2009

B
Pennsylvania 1/9/2024

B
Idaho 1/9/2024

B
Tennessee 1/9/2024

B
Illinois 6/23/2015

B
Texas 7/3/2018

B
Indiana 12/13/2016

IA
Texas 7/5/2018

B
Louisiana 1/30/2025

B
Utah 6/23/2015

B
Maryland 1/9/2024

B
Virginia 6/23/2015

B
Massachusetts 11/12/2024

B
Washington 3/9/2009

B
Michigan 1/9/2024

IA
Washington 4/18/2012

B
Nevada 3/9/2009

B
Wisconsin 1/9/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
VANCOUVER, WA
Registered with this firm since 3/9/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
VANCOUVER, WA
Registered with this firm since 3/9/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 03/11/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HONOLULU, HI
B
04/02/2007 - 03/11/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HONOLULU, HI
IA
08/19/1992 - 04/02/2007 MORGAN STANLEY (CRD#:7556) HONOLULU, HI
B
01/03/1992 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) HONOLULU, HI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.