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Detailed Report
ERIC LEE SEASHOLTZ
ERIC L SEASHOLTZ
CRD#: 2183762
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Investment Adviser
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Previous Broker
AMHERST CAPITAL MANAGEMENT LLCCRD#: 174130 Hingham, MA
Registration History
19952000200520102015202020252 FIRMS2016 - 2018 (2 years)IAAMHERST CAPITAL MANAGEMENT LLC (CRD# 174130)2024 - Present (<1 year)BALPS DISTRIBUTORS, INC. (CRD# 16853)2019 - 2025 (6 years)BBONWICK CAPITAL PARTNERS, LLC (CRD# 156469)2014 - 2015 (<1 year)BE*TRADE GLOBAL ASSET MANAGEMEN... (CRD# 42890)2001 - 2008 (6 years)BRESIDENTIAL FUNDING SECURITIES... (CRD# 25988)2000 - 2001 (1 year)BPUTNAM MUTUAL FUNDS CORP. (CRD# 7325)1992 - 1993 (1 year)IAAMHERST CAPITAL MANAGEMENT LLC (CRD# 174130)2019 - 2022 (3 years)IAPROVIDENCE INVESTMENT MANAGEME... (CRD# 129848)2014 - 2014 (<1 year)
License(s)

State Registrations

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Massachusetts 5/1/2024
Current Registration(s)
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AMHERST CAPITAL MANAGEMENT LLC (CRD#:174130)
Hingham, MA
Registered with this firm since 5/1/2024
Previous Registration(s)
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 02/15/2019 - 03/05/2025 ALPS DISTRIBUTORS, INC. (CRD#:16853) DENVER, CO
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 09/27/2019 - 12/31/2022 AMHERST CAPITAL MANAGEMENT LLC (CRD#:174130) Boston, MA
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 03/08/2016 - 07/03/2018 MBSC SECURITIES CORPORATION (CRD#:231) BOSTON, MA
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 03/08/2016 - 07/03/2018 MBSC SECURITIES CORPORATION (CRD#:231) BOSTON, MA
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 12/17/2014 - 03/12/2015 BONWICK CAPITAL PARTNERS, LLC (CRD#:156469) NEW YORK, NY
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 05/23/2014 - 06/06/2014 PROVIDENCE INVESTMENT MANAGEMENT, LLC (CRD#:129848) PROVIDENCE, RI
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 08/23/2001 - 01/15/2008 E*TRADE GLOBAL ASSET MANAGEMENT, INC. (CRD#:42890) ARLINGTON, VA
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 08/03/2000 - 08/20/2001 RESIDENTIAL FUNDING SECURITIES CORPORATION (CRD#:25988) DETROIT, MI
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 01/30/1992 - 05/11/1993 PUTNAM MUTUAL FUNDS CORP. (CRD#:7325)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.