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KENT FLOYD THOMPSON
CRD#: 2183725
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 13520 EVENING CREEK DR N
STE 110
SAN DIEGO, CA 92128
Registration History
1995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (27 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1993 - Present (31 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1993 - 2006 (13 years)BWADDELL & REED, INC. (CRD# 866)1992 - 1993 (1 year)
Disclosure(s)
View By:
9/24/2009
Customer Dispute
Settled
3/2/2009
Customer Dispute
Denied
10/14/2008
Customer Dispute
Settled
8/3/2006
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 6/19/2019

B
Nebraska 11/19/2015

B
Alaska 11/14/2024

B
Nevada 5/13/2003

B
Arizona 9/11/2000

B
New Hampshire 5/24/2018

B
California 4/30/1993

B
New Jersey 3/17/2020

IA
California 12/15/1997

B
New Mexico 1/7/2011

B
Colorado 8/14/2000

B
New York 11/20/2015

B
Connecticut 7/20/2017

B
North Carolina 6/7/2010

B
Florida 8/24/2004

B
Ohio 6/14/2007

B
Georgia 1/9/2004

B
Oregon 9/13/2012

B
Hawaii 12/21/2007

B
Pennsylvania 11/16/2017

B
Idaho 6/29/2016

B
South Carolina 7/26/2017

B
Illinois 2/6/2006

B
Tennessee 9/9/2024

B
Indiana 2/4/2021

B
Texas 9/29/2006

B
Kansas 8/18/2017

IA
Texas 11/8/2006

B
Kentucky 8/12/2021

B
Utah 8/26/2004

B
Maine 11/19/2015

B
Vermont 7/24/2017

B
Maryland 2/16/2016

B
Virginia 8/29/2013

B
Massachusetts 12/22/2009

B
Washington 10/2/2002

B
Michigan 3/8/2007

B
West Virginia 10/1/2019

B
Minnesota 1/12/2005

B
Wisconsin 1/10/2005

B
Montana 10/19/1993

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
13520 EVENING CREEK DR N STE 110, SAN DIEGO, CA 92128
San Diego, CA
Registered with this firm since 12/15/1997

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
13520 EVENING CREEK DR N STE 110, SAN DIEGO, CA 92128
San Diego, CA
Registered with this firm since 4/30/1993

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/30/1993 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
01/31/1992 - 04/28/1993 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.