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Detailed Report
MARK L FANSLER
MARK LLOYD FANSLER
CRD#: 2183256
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 500 ALA MOANA BLVD
SUITE 3-400
HONOLULU, HI 96813
Registration History
1995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2005 - Present (20 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1999 - 1999 (<1 year)BMONY SECURITIES CORP. (CRD# 4386)1991 - 1998 (6 years)
License(s)

State Registrations

B
Alaska 3/26/2004
B
Michigan 10/2/2007
IA
Alaska 2/3/2021
B
Missouri 1/11/2013
B
Arizona 6/21/2002
B
Nevada 2/13/2006
B
California 5/3/1999
IA
Nevada 5/14/2019
IA
California 8/19/2016
B
New Hampshire 2/13/2006
B
Colorado 2/3/2006
B
New York 2/13/2006
IA
Colorado 8/29/2017
B
North Carolina 3/26/2004
B
Connecticut 8/8/2024
IA
North Carolina 11/9/2016
B
Florida 2/10/2000
B
Ohio 2/19/2021
IA
Florida 8/30/2017
B
Oregon 4/16/2007
B
Georgia 7/5/2005
IA
Oregon 3/13/2023
B
Hawaii 5/3/1999
B
Pennsylvania 11/10/1999
IA
Hawaii 1/7/2005
IA
Pennsylvania 5/1/2018
B
Illinois 1/21/2015
B
Texas 3/26/2004
B
Indiana 2/13/2006
B
Utah 11/6/2018
B
Kansas 5/14/2024
B
Virginia 9/7/2001
B
Kentucky 6/24/2008
B
Washington 6/29/2000
B
Maryland 5/10/2006
IA
Washington 3/30/2020
B
Massachusetts 2/13/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
500 ALA MOANA BLVD SUITE 3-400, HONOLULU, HI 96813
Registered with this firm since 1/7/2005
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
500 ALA MOANA BLVD SUITE 3-400, HONOLULU, HI 96813
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/19/1999 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 12/13/1991 - 08/19/1998 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.