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HOWARD KEITH SANDEFER
HOWARD KEITH SANDEFUR
CRD#: 2182579
IA
B
PNC INVESTMENTSCRD#: 129052 2900 LEGACY DRIVE
PLANO, TX 75023
PLANO, TX 75023
0
Disclosures
32
Years of Experience
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State Registrations
B
California 8/16/2021
B
Texas 8/16/2021
B
North Carolina 8/16/2021
IA
Texas 8/18/2021
B
Pennsylvania 8/16/2021
SRO Registrations
B
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IA
Registered with this firm since 8/18/2021
B
Registered with this firm since 8/16/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/2010 - 08/17/2021 | PLANO, TX | |
B | 05/16/2013 - 08/16/2021 | PLANO, TX | |
B | 08/23/2000 - 05/16/2013 | FRISCO, TX | |
IA | 04/01/2010 - 10/15/2010 | PLANO, TX | |
IA | 09/30/2002 - 03/12/2010 | FRISCO, TX | |
B | 07/05/2000 - 08/28/2000 | BOSTON, MA | |
B | 12/03/1996 - 06/23/2000 | CHICAGO, IL | |
B | 08/28/1992 - 11/18/1996 | WACO, TX |
PLANO, TX
04/01/2010 - 10/15/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.