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Detailed Report
PHILLIP GEORGE MARGY
PHILLIP G MARGY
CRD#: 2181587
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 8226 N WICKHAM RD
MELBOURNE, FL 32940
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 8226 N WICKHAM RD
MELBOURNE, FL 32940
Registration History
19952000200520102015202020252 FIRMS2001 - 2003 (2 years)2 FIRMS2003 - 2010 (7 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2010 - Present (14 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 2001 (3 years)BBARNETT INVESTMENTS, INC. (CRD# 14897)1994 - 1997 (3 years)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1994 - 1994 (<1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1993 - 1994 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1993 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2010 - 2016 (6 years)
Disclosure(s)
View By:
11/29/2000
Customer Dispute
Closed-No Action
6/3/1994
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/9/2018
B
Minnesota 3/25/2018
B
Arizona 5/1/2013
B
Montana 5/13/2021
B
Arkansas 6/13/2024
B
Nevada 6/10/2024
B
California 3/14/2013
B
New Hampshire 6/12/2024
B
Colorado 3/9/2018
B
New Jersey 8/29/2022
B
Florida 8/9/2010
B
New York 5/10/2017
IA
Florida 8/19/2016
B
North Carolina 9/20/2010
B
Georgia 8/11/2010
B
North Dakota 6/17/2024
B
Idaho 7/20/2020
B
Ohio 9/8/2010
B
Illinois 8/12/2024
B
Pennsylvania 10/29/2020
B
Indiana 1/24/2022
B
Rhode Island 8/18/2020
B
Kansas 7/26/2023
IA
Rhode Island 8/25/2020
B
Kentucky 9/22/2010
B
South Carolina 8/13/2020
B
Louisiana 10/12/2020
B
Tennessee 7/30/2019
IA
Louisiana 12/11/2020
B
Texas 12/3/2013
B
Maryland 1/21/2020
B
Vermont 6/12/2024
B
Massachusetts 7/28/2023
B
Virginia 1/13/2015
B
Michigan 8/23/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
8226 N WICKHAM RD, MELBOURNE, FL 32940
Registered with this firm since 8/19/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
8226 N WICKHAM RD, MELBOURNE, FL 32940
314 E EAU GALLIE BLVD, INDIAN HARBOUR BEACH, FL 32937
Registered with this firm since 7/27/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/09/2010 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MELBOURNE, FL
IA
 07/01/2003 - 08/12/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) MELBOURNE, FL
B
 07/01/2003 - 08/12/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) MELBOURNE, FL
IA
 01/19/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) DAYTONA BEACH, FL
B
 01/19/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/25/1997 - 01/25/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 04/19/1994 - 05/09/1997 BARNETT INVESTMENTS, INC. (CRD#:14897) JACKSONVILLE, FL
B
 02/15/1994 - 04/13/1994 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 04/22/1993 - 02/15/1994 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
 10/21/1991 - 04/07/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.