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THOMAS MICHAEL ROYCROFT
CRD#: 2181465
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 205 BALTIMORE PIKE 2ND FLOOR
GLEN MILLS, PA 19342
CETERA ADVISOR NETWORKS LLCCRD#: 13572 205 BALTIMORE PIKE 2ND FLOOR
GLEN MILLS, PA 19342
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2015 - Present (9 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2015 - 2019 (4 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)1999 - 2015 (15 years)BRAIKE FINANCIAL GROUP INC. (CRD# 38095)1999 - 2000 (<1 year)BSUNPOINT SECURITIES, INC. (CRD# 25442)1999 - 1999 (<1 year)BEBI SECURITIES CORPORATION (CRD# 16184)1995 - 1999 (3 years)BH.J. MEYERS & CO., INC. (CRD# 15609)1992 - 1996 (3 years)BHIBBARD BROWN & CO., INC. (CRD# 18246)1992 - 1992 (<1 year)IAJ P TURNER & COMPANY CAPITAL M... (CRD# 124446)2008 - 2015 (7 years)
Disclosure(s)
View By:
5/24/1999
Customer Dispute
Pending
2/26/1998
Customer Dispute
Settled
License(s)

State Registrations

B
California 9/20/2019

B
Michigan 9/20/2019

B
Delaware 9/20/2019

B
New Jersey 9/20/2019

B
Florida 9/23/2019

IA
Pennsylvania 10/8/2015

B
Georgia 9/20/2019

B
Pennsylvania 9/20/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
205 BALTIMORE PIKE 2ND FLOOR, GLEN MILLS, PA 19342
Registered with this firm since 10/8/2015

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
205 BALTIMORE PIKE 2ND FLOOR, GLEN MILLS, PA 19342
Registered with this firm since 9/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/17/2015 - 09/20/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) GLEN MILLS, PA
IA
08/29/2008 - 11/13/2015 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (CRD#:124446) GLEN MILLS, PA
B
12/07/1999 - 09/29/2015 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) Glen Mills, PA
B
12/07/1999 - 02/02/2000 RAIKE FINANCIAL GROUP INC. (CRD#:38095) WOODSTOCK, GA
B
06/11/1999 - 11/19/1999 SUNPOINT SECURITIES, INC. (CRD#:25442) LONGVIEW, TX
B
10/27/1995 - 06/15/1999 EBI SECURITIES CORPORATION (CRD#:16184) ENGLEWOOD, CO
B
06/18/1992 - 01/05/1996 H.J. MEYERS & CO., INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
B
01/20/1992 - 06/24/1992 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.