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TRACEY JO CHILDERS-GUMMO
TRACEY JO CHILDERS, TRACEY JO HARPSTER
CRD#: 2180510
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 409 S Pugh Street
State College, PA 16801
CETERA ADVISOR NETWORKS LLCCRD#: 13572 409 S Pugh Street
State College, PA 16801
Registration History
19952000200520102015202020252 FIRMS2016 - 2021 (5 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BWORLD CAPITAL BROKERAGE, INC. (CRD# 37)2007 - 2015 (8 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1992 - 2007 (14 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAWORLD CAPITAL ADVISORS, LLC (CRD# 135941)2008 - 2016 (7 years)
License(s)

State Registrations

B
District of Columbia 6/9/2021

B
Ohio 3/18/2022

B
Florida 6/10/2021

B
Pennsylvania 6/9/2021

B
Maryland 6/9/2021

IA
Pennsylvania 6/29/2023

B
Massachusetts 8/5/2021

B
Texas 11/7/2024

B
New Jersey 6/9/2021

IA
Texas 11/7/2024

B
New York 4/4/2022

B
Virginia 6/9/2021

B
North Carolina 6/9/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
409 S Pugh Street, State College, PA 16801
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
409 S Pugh Street, State College, PA 16801
Registered with this firm since 6/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
01/14/2016 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) State College, PA
B
01/04/2016 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) State College, PA
IA
07/23/2008 - 03/21/2016 WORLD CAPITAL ADVISORS, LLC (CRD#:135941) STATE COLLEGE, PA
B
05/03/2007 - 12/31/2015 WORLD CAPITAL BROKERAGE, INC. (CRD#:37) State College, PA
B
11/13/1992 - 05/10/2007 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) STATE COLLEGE, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.