Individual Firm
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Mark Philip Skibbie
CRD#: 2178693
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 Bethesda, MD
GROVE POINT INVESTMENTS, LLCCRD#: 1763 Bethesda, MD
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4/18/2001
Customer Dispute
Settled
State Registrations
B
District of Columbia 1/7/2016
B
New Hampshire 1/7/2016
B
Florida 3/1/2021
B
Vermont 9/9/2016
B
Maryland 1/7/2016
B
Virginia 1/7/2016
IA
Maryland 4/1/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2016 - 04/01/2021 | BETHESDA, MD | |
IA | 08/08/2012 - 02/05/2016 | BETHESDA, MD | |
B | 12/16/2011 - 02/05/2016 | BETHESDA, MD | |
IA | 01/04/2012 - 08/03/2012 | ROCKVILLE, MD | |
IA | 04/08/2011 - 12/21/2011 | GAITHERSBURG, MD | |
B | 04/08/2011 - 12/21/2011 | GAITHERSBURG, MD | |
IA | 03/14/2006 - 04/07/2011 | ROCKVILLE, MD | |
B | 03/29/2006 - 04/07/2011 | ROCKVILLE, MD | |
IA | 03/03/2003 - 01/05/2006 | ALEXANDRIA, VA | |
B | 02/07/2003 - 01/05/2006 | SAN DIEGO, CA | |
B | 07/31/1993 - 09/18/2001 | NEW YORK, NY | |
B | 03/23/1993 - 07/31/1993 | NEW YORK, NY | |
B | 10/21/1991 - 07/13/1992 |
ROCKVILLE, MD
03/14/2006 - 04/07/2011
ROCKVILLE, MD
03/29/2006 - 04/07/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.