Individual Firm
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GREGORY HOWARD EWING
CRD#: 2178164
IA
B
MORGAN STANLEYCRD#: 149777 3 Edison Drive
Alpharetta, GA 30005
Alpharetta, GA 30005
View By:
5/11/2011
Customer Dispute
Settled
State Registrations
B
Alabama 3/13/2023
B
Nebraska 3/8/2023
B
Alaska 4/12/2023
B
Nevada 9/5/2023
B
Arizona 3/15/2023
B
New Hampshire 3/15/2023
B
Arkansas 3/23/2023
B
New Jersey 3/13/2023
B
California 3/9/2023
B
New Mexico 3/13/2023
B
Colorado 3/13/2023
B
New York 3/26/2023
B
Connecticut 3/8/2023
B
North Carolina 9/5/2023
B
Delaware 3/16/2023
B
North Dakota 3/13/2023
B
District of Columbia 4/19/2023
B
Ohio 3/8/2023
B
Florida 3/9/2023
B
Oklahoma 3/13/2023
B
Georgia 3/10/2023
B
Oregon 5/22/2023
IA
Georgia 9/5/2023
B
Pennsylvania 5/10/2023
B
Hawaii 3/30/2023
B
Puerto Rico 3/14/2023
B
Idaho 3/9/2023
B
Rhode Island 3/10/2023
B
Illinois 3/14/2023
B
South Carolina 3/13/2023
B
Indiana 3/13/2023
B
South Dakota 3/21/2023
B
Iowa 3/8/2023
B
Tennessee 3/13/2023
B
Kansas 3/15/2023
B
Texas 3/8/2023
B
Kentucky 3/13/2023
IA
Texas 9/5/2023
B
Louisiana 3/13/2023
B
Utah 3/27/2023
B
Maine 3/9/2023
B
Vermont 3/10/2023
B
Maryland 3/13/2023
B
Virgin Islands 3/13/2023
B
Massachusetts 4/14/2023
B
Virginia 9/5/2023
B
Michigan 3/10/2023
B
Washington 3/10/2023
B
Minnesota 3/16/2023
B
West Virginia 9/5/2023
B
Mississippi 3/10/2023
B
Wisconsin 3/9/2023
B
Missouri 3/8/2023
B
Wyoming 3/13/2023
B
Montana 3/8/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/5/2023
B
Registered with this firm since 3/8/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/03/2020 - 09/05/2023 | Alpharetta, GA | |
B | 04/26/2016 - 09/05/2023 | Alpharetta, GA | |
B | 05/23/2011 - 12/01/2015 | ATLANTA, GA | |
B | 03/06/2006 - 08/12/2008 | ATLANTA, GA | |
B | 10/08/1999 - 08/23/2005 | MINNEAPOLIS, MN | |
B | 03/02/1998 - 11/19/1999 | NEW YORK, NY | |
B | 04/22/1996 - 03/02/1998 | ||
B | 09/02/1993 - 03/06/1996 | MINNEAPOLIS, MN | |
B | 03/04/1992 - 05/12/1993 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.