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LISA Marie PASSWATER
LISA M PASSWATER, LISA MARIE PASSWATER, LISA MARIE ROSENCRANS
CRD#: 2178018
IA
B
MORGAN STANLEYCRD#: 149777 211 Fulton Street
Suite 500A
PEORIA, IL 61602
Suite 500A
PEORIA, IL 61602
0
Disclosures
21
Years of Experience
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State Registrations
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Alabama 5/9/2022
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Nebraska 5/9/2022
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Alaska 5/9/2022
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Nevada 5/9/2022
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Arizona 5/9/2022
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New Hampshire 5/9/2022
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Arkansas 5/9/2022
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New Jersey 5/9/2022
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California 5/9/2022
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New Mexico 5/9/2022
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Colorado 5/9/2022
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New York 5/9/2022
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Connecticut 5/9/2022
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North Carolina 5/9/2022
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Delaware 5/9/2022
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North Dakota 5/9/2022
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District of Columbia 5/9/2022
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Ohio 5/9/2022
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Florida 5/9/2022
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Oklahoma 5/9/2022
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Georgia 5/9/2022
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Oregon 5/9/2022
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Hawaii 5/9/2022
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Pennsylvania 5/9/2022
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Idaho 5/9/2022
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Puerto Rico 5/9/2022
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Illinois 5/9/2022
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Rhode Island 5/9/2022
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Illinois 5/9/2022
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South Carolina 5/9/2022
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Indiana 5/9/2022
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South Dakota 5/9/2022
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Iowa 5/9/2022
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Tennessee 5/9/2022
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Kansas 5/9/2022
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Texas 5/9/2022
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Kentucky 5/9/2022
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Texas 5/9/2022
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Louisiana 5/9/2022
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Utah 5/9/2022
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Maine 5/9/2022
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Vermont 5/9/2022
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Maryland 5/9/2022
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Virgin Islands 5/9/2022
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Massachusetts 5/9/2022
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Virginia 5/9/2022
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Michigan 5/9/2022
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Washington 5/9/2022
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Minnesota 5/9/2022
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West Virginia 5/9/2022
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Mississippi 5/9/2022
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Wisconsin 5/9/2022
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Missouri 5/9/2022
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Wyoming 5/9/2022
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Montana 5/9/2022
SRO Registrations
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Registered with this firm since 5/9/2022
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Registered with this firm since 5/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2016 - 04/21/2022 | PEORIA, IL | |
B | 09/12/2016 - 04/21/2022 | PEORIA, IL | |
IA | 09/18/2015 - 03/01/2016 | SPRINGFIELD, IL | |
B | 09/18/2015 - 03/01/2016 | SPRINGFIELD, IL | |
IA | 01/09/2008 - 06/16/2015 | PEORIA, IL | |
B | 12/20/2007 - 06/16/2015 | PEORIA, IL | |
B | 12/20/2006 - 10/09/2007 | BLOOMINGTON, IL | |
IA | 11/22/2002 - 09/06/2006 | PEORIA, IL | |
B | 08/30/2002 - 09/06/2006 | PEORIA, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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