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JAMES LAWRENCE TODD SR
JAMES LAWRENCE SR TODD
CRD#: 2176902
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 4913 Chastain Ave
Suite 6
Charlotte, NC 28217
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1991 - 2009 (17 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1991 - 2002 (10 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2002 - 2009 (6 years)IANORTHWESTERN MUTUAL WEALTH MAN... (CRD# 109729)2003 - 2007 (4 years)
License(s)

State Registrations

B
Massachusetts 3/28/2013

IA
North Carolina 6/10/2009

B
North Carolina 4/17/2009

B
South Carolina 4/17/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
4913 Chastain Ave Suite 6, Charlotte, NC 28217
Registered with this firm since 6/10/2009

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
4913 Chastain Ave Suite 6, Charlotte, NC 28217
Registered with this firm since 4/17/2009

Previous Registration(s)
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IA
10/30/2002 - 04/08/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) CHARLOTTE, NC
B
09/13/1991 - 04/08/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) CHARLOTTE, NC
IA
02/18/2003 - 04/30/2007 NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY (CRD#:109729) MILWAUKEE, WI
B
09/13/1991 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
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