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Detailed Report
GERALD JOSEPH LAUDICINA JR
GERALD JOSEPH JR LAUDICINA, GERALD LAUDICINA, JERRY LAUDICINA, GERALD JOSEPH LAUDICINA JR JR
CRD#: 2176113
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1600 HIGHWAY 35 AND DEAL RD
[J9-RBO]
OAKHURST, NJ 07755
Registration History
19952000200520102015202020252 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - 2002 (10 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Arkansas 7/17/2018
IA
New York 9/10/2024
B
Massachusetts 2/22/2017
B
Pennsylvania 2/21/2017
B
New Jersey 1/13/2020
IA
Pennsylvania 2/21/2017
IA
New Jersey 1/24/2022
B
Utah 2/22/2017
B
New York 9/12/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1600 HIGHWAY 35 AND DEAL RD [J9-RBO], OAKHURST, NJ 07755
1600 HWY 35 AND DEAL RD [J4-RBO], OAKHURST, NJ 07755
Registered with this firm since 2/21/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1600 HIGHWAY 35 AND DEAL RD [J9-RBO], OAKHURST, NJ 07755
1600 HWY 35 AND DEAL RD [J4-RBO], OAKHURST, NJ 07755
Registered with this firm since 2/21/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 02/23/2017 MORGAN STANLEY (CRD#:149777) JENKINTOWN, PA
B
 06/01/2009 - 02/23/2017 MORGAN STANLEY (CRD#:149777) JENKINTOWN, PA
IA
 05/31/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLUMBUS, OH
B
 09/03/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COLUMBUS, OH
IA
 01/24/2002 - 09/04/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAGINAW, MI
B
 10/09/1991 - 09/04/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.